Compliance Compass helps banks, asset managers and fintechs translate complex regulation into practical, sustainable controls — without slowing the business down.
We are a specialist boutique — not a generalist consultancy. Our work is hands-on, documentation-heavy and always grounded in the specific rules your business is subject to.
A structured review of how your current controls align with regulatory expectations, including upcoming rule changes and supervisory themes.
We translate findings into a practical, scalable framework your teams can actually work with day-to-day — not a 200-page PDF no one opens.
On-demand access to senior compliance expertise for product launches, new licenses, transactions or “can we do this?” questions from the business.
Our engagements follow a consistent method so stakeholders know what to expect. The detail is tailored to your size, risk profile and regulatory perimeter.
We clarify objectives, regulatory perimeter, group structure and key stakeholders. You get a concise scope, timeline and list of artefacts we’ll need.
Document review, workshops and sample testing to understand how policies operate in practice, not just how they are written.
You receive a risk-prioritised set of findings, draft documentation and optional support to put changes in place and brief senior management.
Most of our clients are mid-sized institutions: complex enough to attract supervisory attention, but lean enough that compliance has to be pragmatic.
We don’t publish generic newsletters. Instead, we keep a short list of topics we are actively working on with clients right now.
How to separate what is regulator-specific from the underlying risks, so you avoid a full rewrite every time a consultation paper lands.
Moving from long dashboards to 3–4 key indicators that explain where risk is increasing, where it is controlled and what you plan to do next.
Questions regulators now ask about cross-border models, client segmentation and where real decisions are being made in the group.
Compliance Compass was founded by former in-house Heads of Compliance and regulatory specialists who have sat on both sides of the table — implementing rules and reviewing them.
Share a few details about your firm and the regulatory questions on your mind. We’ll respond with available times for an initial call and confirm whether we are the right partner.